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Quality Control Specialist in Columbus at Huntington

Date Posted: 11/2/2018

Job Snapshot

Job Description

Huntington Investment Company - Quality Control Specialist

The Quality Control Specialist pays a critical role in the successful execution of the firm's documentation review requirements. The QC Specialist will work within an established workflow to review and provide timely feedback to investment representatives regarding submitted items. The position is the first interaction with the field when establishing or updating an account, therefore the ability to consistently provide a high quality review is required.

Responsibilities:

  • Review, monitors, and reports on adherence to investment documentation policies and regulatory requirements related to new accounts and additions.
  • Work within established Service Level Agreements in a high volume review queue.
  • Responsible for identifying and disclosing paperwork non-compliance errors and missing documentation.
  • Communicates effectively with investment colleagues regarding necessary corrections.
  • Interfaces with National Financial (clearing partner) to resolve issues related to account documentation.

Basic Qualifications:

  • High School Diploma or equivalent
  • Minimum of 1 year of experience in an Investment/Brokerage Operations role
  • FINRA Licensing (Series 6 or 7) or ability to obtain within 6 months of hire

Preferred Qualifications:

  • Bachelor's Degree
  • Insurance Licensing
  • Document Quality Control experience
EEO/AA Employer/Minority/Female/Disability/Veteran/Sexual Orientation/Gender Identity Tobacco-Free Hiring Practice: Visit Huntington's Career Web Site for more details. Huntington does not accept solicitation from Third Party Recruiters for any position.
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